Address correspondence
to:
Paul Lysaker, Ph.D., Day
Hospital 116H,1481
W. 10th St., Roudebush
VA Medical
Center, Indianapolis,
IN 46202
USA
Phone:
(317) 554-0000, ext. 2546
Email: plysaker@iupui.edu
Fax:
(317) 554-0056
Ackowledgements:
Research funded in part by the Department
of Veteran Affairs, Rehabilitation, Research, and Development Service, USA.
There are no conflicts of interest for
any of the authors of this paper. No author has any possible financial
gain for
the findings presented here.
The
authors wish to thank Joseph Ventrua Ph.D. for his helpful comments
during the
shaping of this research project.
A Rationally Devised Scoring Scheme to
Assess Coping in Schizophrenia: Internal Consistency and Associations
with Work
Performance
Abstract
Most assessments of coping behavior were
not developed for the unique needs of persons with schizophrenia.
Accordingly,
a rationally derived scoring scheme for six aspects of coping
implicated in
psychosocial function in schizophrenia was constructed using the items
of an
existent instrument: the Ways of Coping. The revised scales
demonstrated higher
levels of internal consistency than the original scales across two
schizophrenia samples (n=53, n=48). Coping strategies identified using
the
revised scales were predictive of work performance over a two-month
period,
while no relationship was found between coping and work function using
the
original scheme. Implications for research are discussed.
Introduction
Persons with schizophrenia often report chronic difficulty coping
effectively with both major and minor stresses (Corrigan, &
Toomey, 1995; Frese, 1993; Mueser et.
al., 1997). They may possess a relatively limited repertoire of coping
strategies (Rollins et al., 1999) and tend to avoid rather than
actively
attempt to solve problems (Farhall & Gehrke, 1997; Lysaker et al.,
2003b;
Wilder-Willis, et al., 2002). As a matter of coping style they thus may
spend
relatively little time thinking or talking about how to resolve a
dilemma,
and/or be less likely to actively and constructively respond to the
stressor.
Beyond being intuitively a matter of concern, maladaptive coping
patterns in
schizophrenia are of larger importance because they have been linked to
symptom
exacerbation and failure to sustain community tenure (e.g.; Hultman,
Wieselgren, & Oehman, 1997; Macdonald et al., 1998; Meyer, 2001;
Middleboe
& Mortensen, 1997; Takei et al., 1990; Tarrier et al., 1988; Wiedl,
1992).
While
the significance of coping deficits in schizophrenia is widely
recognized, less
is understood about how to measure adaptive coping in schizophrenia,
how to
detect when key aspects of adaptive coping are absent and how to
systematically
determine the individualized needs of persons who would benefit from
acquiring
better coping skills as part of their rehabilitation. One reason for
this is
that most coping inventories have generally been designed to measure
coping
among persons in the community with medical but not major psychiatric
conditions (
Dropkin,
2001;
Siegel,
Gluhoski,
&
Karus,
1997) and may, therefore, be less sensitive to the pervasive and
possibly
idiosyncratic deficits found in schizophrenia. Literature ranging from
Bleuler
(1911/1950) to contemporary accounts (Carter & Flesher, 1995)
suggests that
some with schizophrenia may have relatively unique difficulties coping.
They
may for instance fail to cope adequately because they contemplate
action but do
not act or because they act decisively but without adequate
contemplation.
Other authors have pointed out that some with schizophrenia may either
consciously choose to not act upon or merely ignore the presence
stressors,
both due to a lack of any meaningful sense of personal agency (Hoffman
et al.,
2000; Lysaker et al., 2001; Lysaker et al.,
in press; Ventura et al., 1999, Young & Ensign, 1999).
In the current study we have, therefore, set out to determine
whether the items of an existing coping scale, the Ways of Coping
Questionnaire
(WCQ, Folkman & Lazarus, 1988) could be scored in a different
manner in
order to assess the unique difficulties in schizophrenia that might be
linked
to functional impairments. While this particular instrument has been
established as a measure of coping in a community-residing well
population, the
factor structure of the scale, as with other scales, does not appear to
accurately reflect coping behaviors used by individuals with chronic
illness
(Wineman, Durand, & McCulloch, 1994), which may also be the case
for
individuals with schizophrenia. We chose the WCQ as a starting point,
rather
than attempt to invent another instrument, because the WCQ contains
multiple
items that are face valid for schizophrenia, several of which are not
employed
in the present scoring instructions. Additionally persons with
schizophrenia
have been found to validly complete the WCQ and, though perhaps flawed,
the
profile resulting from the existing scoring scheme has been linked to
symptoms
and personality in schizophrenia (Lysaker et al., 2003a).
In attempting to create a new scoring method for the WCQ we sought
to assign each WCQ item to one of six coping categories, determined a
priori
based on the literature reviewed above. The first two categories were
“considering” which refers to thinking or talking with others about
what to do,
and “acting,” which refers to taking direct action in regard to a
stressor. As
suggested by Monti, Abrams, Kadden, & Coney (1989; pg. 83),
effective
problem solving first requires resisting the temptation to either
respond with
an initial impulse or to do nothing at all, and then after considering
the
situation a solution is devised and acted upon. Since either of these
elements
of problem solving (considering and acting) might be impaired in
schizophrenia
we reasoned that each should be measured separately. The third category
was
“ignoring,” which refers to a preference for attempting to put the
stressor out
of one’s mind, or choosing to “not think” about the stressor. The
fourth was
“resigning” and that refers to a choice to not act because there is
nothing to
be done. The fifth category was “positively reappraising.” This
dimension is
virtually identical in name and description to one of the original 8
categories
of the WCQ and refers to the tendency to see “the silver lining,” in a
stressor,
or to recast a negative stressor in a positive light. The final
dimension was
“self-soothing.” When this coping strategy predominates, the person’s
primary
concern is focused on how to regain emotional equilibrium by reducing
overwhelming feelings of anxiety or negative affects rather than
constructively
dealing with the stressor itself.
In the current paper we present the item assignments created
according to the new scoring scheme and then compare internal
consistency and
predictive validity of the revised and original scoring systems. In
particular
we predicted that if the new scheme were more sensitive to coping
deficits in
schizophrenia, it would demonstrate an average higher coefficient alpha
than
the original scale across at least two samples. We secondly predicted
that a
preference for considering and acting, the two subscales we hypothesize
contain
essential elements of successful problem solving (Monti, et al., 1989)
would
prospectively predict better psychosocial function in a work program.
In other
words, we reasoned that if the new scoring system validly assessed
preference
for considering and acting when faced with stressors, than participants
with a
preference for both should be better problem solvers and fare better
over time
in a work program over time.
Materials
and Methods
Participants
Participants
were collected from two independent samples: the first was used for the
initial
comparison of internal consistency between the original and our revised
scoring
scheme. Informed written consent was obtained for both samples and both
studies
received full approval from the appropriate hospital and university
research
review boards. Sample 1 was composed of 51 male and two female
participants
with a SCID (SCID-I; Spitzer, et al., 1994) confirmed diagnosis of
schizophrenia (n = 39) or schizoaffective disorder (n = 14). All were
recruited
from the outpatient psychiatry clinic of a VA Medical Center for a
larger study
of the correlates of obsessive-compulsive symptoms in
schizophrenia. On average, participants were 44 years old (SD=9),
had 13 years of education (SD=2), and 10 lifetime psychiatric
hospitalizations (SD=11) with the first occurring at age 26
(SD=6). All participants were in a post-acute phase
of illness as defined by having no hospitalizations or changes in
medication or
housing in the month before entering the study.
Participants were excluded who had a diagnosis of mental retardation,
or
another neurological disorder. WCQ
responses from these participants were included in a previously
published study
of the clinical correlates of personality in schizophrenia that used
the
original scoring scheme (Lysaker et al., 2003a).
The
second sample was used to evaluate the stability of subscales
constructed using
Sample 1. Participants were recruited from the outpatient psychiatry
clinic of
a VA Medical Center for a larger study of the clinical effects of
psychosocial
rehabilitation, which provided outcome data that was later used to
evaluate the
external validity of the coping scales. Sample 2 was composed of 47
males and
one female with a SCID (SCID-I; Spitzer, et al., 1994) confirmed
diagnosis of
schizophrenia (n = 31) or schizoaffective disorder (n =16). On average,
participants were 47 years old (SD=7), had 12 years of education
(SD=2),
and 12 lifetime psychiatric hospitalizations (SD=13) with the first
occurring at age 24 (SD=7). All
participants were in a post-acute phase of illness as defined by having
no
hospitalizations or changes in medication or housing in the month
before
entering the study. Participants were
excluded who had a diagnosis of mental retardation, or another
neurological
disorder. WCQ responses for these
participants have not been used in any studies published elsewhere.
Instruments
Work
Behavior Inventory (WBI: Bryson et al, 1997): is a 35
item inventory developed specifically for the purposes of assessing
behavior at
work for persons with severe and persistent mental illness. A trained
rater
completes the WBI following direct observation of participants’ work
behavior and
an interview with the participants’ supervisor. Each WBI item consists
of a
specific behavior which is rated as a "1" persistent problem area,
"2" occasional problem area, "3" average performance,
"4" an occasional area of strength, or "5" a frequent area
of strength. Items are used to generate a total score, ranging from 35
to 175
possible points, that is the sum of five sub-scales: social skills,
cooperativeness, work habits, work quality, and personal presentation.
Data
supporting the factorial and concurrent validity of the WBI have been
reported
elsewhere (Bryson et al., 1997). Good to excellent interrater
reliability were
found in this study with intraclass correlations ranging from .82 to
.94. WBI scores were also found to have predictive validity
in terms of subsequent vocational outcomes (Bryson et al., 1999)
Ways of Coping Questionnaire (WCQ; Folkman and Lazarus, 1988): is a
self-report instrument that asks
participants to recall a recent stressor and then rate how often they
have used
66 different behaviors to cope with that particular stressor.
Scale scores are additively derived from
individual items and divided by a total score to provide relative
scores for a
total of 8 scales: Confrontative Coping, Accepting Responsibility,
Distancing,
Escape-Avoidance, Planful Problem Solving, Positive Reappraisal, Self
controlling and Seeking Social. These eight scales use a total of 50 of
the
total 66 items available. This instrument has been used in studies of
coping in
schizophrenia in a variety of samples (Lysaker et al., 2003a; Lysaker
et al.,
2003b; Lysaker et al., in press). In order to control for response
bias, as
suggested by the authors, relative scores were calculated. These were
obtained
for all scales by dividing a scale mean by the mean total such that a
score of
greater than “1” reflected a greater preference for that coping
strategy while
a score of less than “1” reflected a lesser preference for that
strategy.
Procedures
After all participants provided
informed consent, diagnoses were confirmed using the SCID-I (Spitzer,
et al.,
1994). Participants were then
administered the WCQ by a research assistant as part of a battery of
two larger
studies as noted above. Participants in Sample 2 were offered a paid
job
placement for up to 20 regularly scheduled hours per week at a VA
medical
center. Job duties were equivalent to entry-level positions and regular
job
site supervisors provided supervision. Efforts were made to match
participant's
interests and skills with work placements in such areas as the escort
service,
housekeeping, the computer laboratory, and customer service. Job
placements
were made without reference to WCQ scores. Work behavior was evaluated
using
the WBI during the first, third, fifth, and seventh week of work by
trained bachelor
or masters level research assistants. WBI ratings were made blind to
WCQ
scores. We chose to use multiple assessment of work behavior rather
than single
points since previous research with other samples has suggested persons
with
schizophrenia take several weeks to settle into a stable work pattern
(e.g.
Lysaker et al., 1993).
Results
To derive the rational scales, two raters (PL & RL) separately
sorted each of the 66 WCQ items. This yielded an agreement rate of over
90% and
the remaining 7 items were sorted according to a consensus between
raters. The
final solution using the original item numbers was thus: Considering:
items # 2,8,18,22,31,42,45,48, 60,63,64; Acting: items #
1,5,6,7,20,25,26,34,
39,46,49,52,62; Ignoring: items #
4,10,13,16,21, 24,32,35,40,41,50,59; Resigning:
items # 9,11, 12, 29,43,51,53,55,58,61; Positive
reappraisal: items #15,23,27,30,36, 38,65; and Self-soothing: items #
3,14,17,19,28,33, 37,44,47, 54, 56,57, 66.
Correlations of the original scales with the new scoring scheme are
presented
in Table 1.
Table
1 Intercorrelations of Original and Rationally Derived Scales
Within Sample 1 (n = 53)
|
Original Scales
|
Rationally
Derived Scales
|
|
Acting
|
Considering
|
Ignoring
|
Resigning
|
Positive
Reappraial
|
Self-
Soothing
|
|
Confrontive
Coping
|
.586***
|
.299*
|
-.423**
|
-.406**
|
-.107
|
.128
|
|
Distancing
|
-.377**
|
-.393**
|
.597***
|
.088
|
.035
|
.162
|
|
Self-Controlling
|
-.275*
|
-.349*
|
.279*
|
.385**
|
-.237
|
.224
|
|
Social
Support
|
-.238
|
.798***
|
-.202
|
-.006
|
-.051
|
-.316*
|
|
Accepting
Responsibility
|
-.150
|
-.115
|
-.104
|
.280*
|
-.061
|
.128
|
|
Escape-Avoidance
|
-.440**
|
-.308*
|
.529***
|
.624***
|
-.500***
|
.054
|
|
Planful
Problem Solving
|
.644***
|
-.236
|
-.238
|
-.338*
|
.189
|
-.152
|
|
Positive
Reappraisal
|
.170
|
.081
|
-.297*
|
-.553***
|
.736***
|
-.121
|
*
p<.05; ** p<.01;
*** p<.0001 a Correlations
are based on relative scores calculated for each subject.
In order to examine the reliability of the new scoring scheme
relative to the original scheme, we assessed the internal consistency
of each
version of the WQC scale across two independent samples by calculating
coefficient alpha for each rational and original scale. Item analysis
was
conducted at the scale level to identify improvement in internal
consistency
that could be gained through the removal of select items. A
single item (#65) assigned to the Positive
Reappraisal scale appeared to detract from the overall coefficient
alpha and
was therefore dropped from the scale. Maximum inter-item correlations
were
achieved under the proposed scoring scheme for all other scales. As
depicted in Table 2, higher coefficient alphas
were consistently observed within both samples at total scale and
individual
subscale levels for the rational scoring scheme. Total scale
reliability for the rational
scales was considered adequate to good, with coefficient alpha values
averaging
.79 and .80 in Sample 1 and Sample 2 respectively. In contrast, the
mean coefficient alphas for the original
scoring scheme were lower on average for both samples, with four of the
eight
subscales failing to produce acceptable reliability (below .70) when
evaluated
independently.
Table 2: Internal
Consistency
________________________________________________________________________
Lysaker Scales
Sample
1 (n = 53) Sample
2 (n = 48)
________________________________________________________________________
Acting
Alpha
= .86
Alpha = .87
Considering
Alpha = .82
Alpha = .83
Ignoring
Alpha
= .75
Alpha = .74
Resigning
Alpha
= .74
Alpha = .75
Positive Reappraisal
Alpha
= .81
Alpha = .84
Self Soothing
Alpha = .77
Alpha = .74
Scale Average
Alpha
= .79
Alpha = .80
________________________________________________________________________
Original Scales
________________________________________________________________________
Confrontive Coping
Alpha = .74
Alpha = .72
Distancing
Alpha
= .65
Alpha = .65
Self-controlling
Alpha
= .60
Alpha = .61
Seeking Social Support
Alpha =
.82
Alpha = .85
Accepting Responsibility
Alpha
= .66
Alpha = .53
Escape-Avoidance
Alpha
= .67
Alpha = .73
Planful Problem Solving
Alpha = .83
Alpha = .77
Positive Reappraisal
Alpha
= .80
Alpha = .82
Scale Average
Alpha
= .72
Alpha = .71
________________________________________________________________________
To examine how
preference for the methods of coping involved in successful problem
solving
impact work performance, participants from Sample 2 who had worked for
at least
6 of the first 7 weeks (n=34) were divided into two groups. The first
(n = 10)
group, the “Considering - Acting” group, was composed of participants
with
relative scores of greater than “1” on both the “Considering” and
“Acting”
scales (i.e. participants with a preference for both of the elements
essential
to problem solving, but which are often impaired in schizophrenia). The
second
group (n = 24), labeled “Other”, was composed of participants with a
relative
score of 1 or less on either or both of the “Considering” or “Acting”
scales.
Thus members of this group could have a preference for only one or
neither of
those scales. Repeated measures ANOVA was then conducted comparing the
WBI
Total scores across weeks 1, 3, 5 and 7 for the Considering-Acting
group and
the Other group. As illustrated in Figure 1, the Considering-Acting
group had
significantly higher WBI total scores (F
= 5.798, p < .05). There
was also a significant time effect with both groups improving over time
(F = 10.260, p < .01) but no interaction (F = 1.22, p =
.28). Post-hoc analyses comparing the individual WBI subscales are
reported in
Table 3.

Figure
1 - Participants identified as
“Considering-Acting” (n = 10) and “Other” (n = 24) based on relative
preference
for rationally derived coping strategies. Repeated-measures ANOVA
across weeks
1, 3, 5 and 7 of work indicated significantly higher WBI total scores
(F =
5.798, p < .05) associated with preference for “Considering-Acting”.
Table 3: Repeated Measures
ANOVA of WBI Scores Across 7 Weeks of Work
____________________________________________________________________________
WBI Scale
Consider-Act
Other
Time
Group
(n = 10)
(n = 24)
Effect
Effect
_____________________________________________________________________________
Mean
(SD)
Mean (SD)
Social Skills
F
= 12.33*** F = 3.31 (ns)
Week 1
3.26 (0.31)
3.13 (0.30)
Week 3
3.46 (0.40)
3.15 (0.43)
Week 5
3.48 (0.45)
3.30 (0.38)
Week 7
3.58 (0.48)
3.26 (0.38)
Cooperativeness
F
= 6.62*
F = 7.24**
Week 1
3.41 (0.38)
3.24 (0.30)
Week 3
3.60 (0.35)
3.36 (0.32)
Week 5
3.74 (0.40)
3.44 (0.55)
Week 7
3.89 (0.47)
3.28 (0.50)
Work Habits
F
= 3.84 (ns) F = 3.56 (ns)
Week 1
3.34 (0.41)
3.00 (0.38)
Week 3
3.43 (0.40)
3.22 (0.55)
Week 5
3.55 (0.54)
3.29 (0.66)
Week 7
3.67 (0.63)
3.16 (0.68)
Work Quality
F
= 7.40** F
= 4.59*
Week 1
3.30 (0.44)
2.92 (0.39)
Week 3
3.53 (0.35)
3.11 (0.46)
Week 5
3.55 (0.54)
3.30 (0.65)
Week 7
3.63 (0.71)
3.26 (0.62)
Personal Presentation
F
= 10.58** F
= 5.02*
Week 1
3.23 (0.28)
3.08 (0.20)
Week 3
3.36 (0.49)
3.11 (0.33)
Week 5
3.43 (0.47)
3.17 (0.38)
Week 7
3.60 (0.46)
3.18 (0.45)
WBI Total
F
= 10.26** F
= 5.80 *
Week 1
3.31 (0.31)
3.08 (0.25)
Week 3
3.47 (0.36)
3.17 (0.37)
Week 5
3.55 (0.47)
3.30 (0.44)
Week 7
3.67 (0.52)
3.23 (0.47)
____________________________________________________________________________
* p<.05; **
p<.01;
*** p<.0001
Given the correlations between Considering and Seeking Social
Support and between Acting and Planful Problem Solving, as well as
roughly
equivalent levels of internal consistency between these four scale, we
next
examined whether participants with preferences for both Planful Problem
Solving
and Social Support Seeking (n = 10) had better work performance when
compared
to individuals who use only one or neither of these strategies (n =
24). These
analyses failed to find significant differences on the WBI (F = 1.0, p
= .30). Of note, the Considering-Acting group and the
Planful Problem Solving-Social Support Seeking group were dissimilar
with
respect to membership, sharing only 7 out of 13 participants in common
(54%).
To determine whether a simple preference for Considering (n = 13) or
Acting (n =17) from our revised scale prospectively predicted work
performance,
we conducted two repeated measures ANOVA comparing the WBI total
scores.
Neither of these analyses produced significant differences: F = 1.94, p
= .17, F = 1.33,
p = .26, respectively. Lastly,
an exploratory analysis was conducted to determine whether preference
for
Planful Problem Solving (n = 23) or Social Support Seeking (n = 17),
according
to the original scales, could independently predict better work
performance.
Again, neither was found to produce significant differences: F = .027,
p = .871 and F =
.370, p = .548 respectively.
Discussion
In this study a rationally derived
scoring scheme was created which reorganized the items of the WOC into
six
primary according to deficits commonly reported in schizophrenia. Of
these
scales, five tapped aspects of coping conceptually distinct from the
intent of
the original scales, and one was virtually identical. Correlations
among these
scoring schemes suggested that the newly created scale scores were
related to
the original scores but far from identical. When compared across two
samples,
the rationally devised scales had better internal consistency than the
original
scales overall, with several of the original scales but none of the new
scales
failing to achieve acceptable internal consistency. When used to
predict work
performance, it was concluded that persons who expressed a relative
preference
for both acting and thinking prior to starting work achieved
consistently
better work performance over a period of two months in a work program
than
individuals who demonstrated preference for either of these two methods
independently or, conversely, neither. As might be expected, ad hoc
analyses
showed that persons who utilized coping strategies involving both
acting and
thinking performed better at work, particularly in areas of
instrumental
function relating to work performance and cooperativeness. In addition,
personal presentation and sociability were found to be areas of
strength for
these individuals relative to coworkers. Of note, these findings could
not be
replicated using a combined preference for the original planful problem
solving
and social support seeking scales of the WCQ, or when either was
present alone.
Taken together these results support the further investigation of a
scoring scheme rationally tailored for the study of coping in
schizophrenia.
The rationally derived conceptualization presented herein appears to
provide
more reliable and valid assessments of the coping strengths and
deficits in
schizophrenia, and thus may represent an incremental improvement from
the
original scoring scheme. With replication, these methods may have
practical
application as well. In particular, vocational programs may be able to
identify
persons at risk for poorer outcome on the basis of their coping
preferences,
and eventually develop or employ interventions aimed at helping these
individuals to become more willing and comfortable in using more
thoughtful and
action-oriented coping strategies.
Of note, there are limitations to
this study. Generalization of findings is limited by sample
composition.
Participants were generally middle-aged males involved in treatment. It
may be
that a different relationship exists between coping and function among
females,
younger men with schizophrenia, persons declining treatment or others
in
different stages of illness. Clearly more
research is necessary with broader samples. We also measured coping
once as it
was reported in response to single recent incident. Future studies may
wish to
include longitudinal assessments of coping and more qualitative
information
regarding a broader range of situations with which individuals cope, as
it may
be that these relationships vary depending upon the stressor and its
context.
Furthermore, while statistically meaningful, differences in work
performance were modest and it cannot ruled out that the relationships
between
coping and work performance were not mediated by other factors.
Replication is
necessary with studies designed to control for mediating variables
before these
findings are used for the basis of intervention. Lastly, assessment of
the
predictive validity focused on relative preference for acting and
considering
and the other scales were not examined directly. Future investigation
is needed
to further validate the remainder of the proposed rational scales.