Stress, Immunity, and Health: Research
Findings and Implications
The interest in the study of
relationship between emotional states and disease has a long history. In the
second century A.D, Galen popularized the concept of emotions causing illness
which he termed “passions or perturbations of the soul”. He made a distinction
between diseases caused by organic reasons and emotional reasons. However, it
is only recently, this field has received increased attention from researchers.
A relatively new branch of interdisciplinary science called
“psychoneuroimmunology” looks into the interactions among psychological states,
neurological system and immune functions. The term psychoneuroimmunology was
coined by Robert Ader, who accidentally
found that immune system could be classically conditioned. In an experiment of
classical conditioning of rats, Ader and Cohen (1975) fed rats with saccharin
while injecting a drug that caused stomach upset. As a result, mice learned to
avoid the saccharin. An additional side effect of the drug was that it
suppressed immune system. When the experiment was repeated without the
injection of drug to reverse the aversion, they found high proportion of the rats
died when receiving saccharin alone. This led them to hypothesize that, by
classical conditioning saccharin alone suppressed the immune system enough to
kill the rats. This experiment indicated that signals from nervous system can
affect immune system. A growing body of research has found that negative
psychological states such as stressful experiences and depression may influence
health and disease by altering immune system (Glaser et al. 1987;
Kiecolt-Glaser & Glaser 1994). Evidences indicate that stress suppresses
immune functions and consequently impairs resistance to infectious diseases (Glaser & Kiecolt-Glaser, 2005) and lends
support to the idea that stress related immune changes mediates the
relationship between stressors and various diseases.
Relationship
between stress and immune function is very complex and many mechanisms are yet
to be discovered. However, some major pathways are well established. It has
been found that stress affects immune system through the mediation of brain and
endocrine system (Ader, Felten, & Cohen, 1990). After the perception of a
stressor by the brain, hypothalamus releases corticotrophin releasing hormone
(CRH). In turn, CRH stimulates the pituitary gland to secrete adrenocorticotropic
hormone (ACTH), which in turn stimulates the adrenal cortex to secrete glucocorticoids.
In humans, the primary glucocorticoid is cortisol. The hypothalamus also increases the activity
of sympathetic nervous system, which in turn stimulates adrenal medulla to
secrete hormones called epinephrine and norepinephrine. These stress hormones
may make us more resistant to stressors but are generally found to impair
immune systems (Boneau et al. 1993). For example, cortisol has been found to
inhibit the production as well as activity of white blood cells. Cortisol also
suppresses white blood cells to produce chemical messenger, so that different
varieties of immune cells become unable to communicate with each other.
Cortisol can also signal many immune cells to shut and stop working (Talbott &
Kreamer, 2007).
It also merits mention that
behavioral component could be an important pathway linking stress and immune
response. It
is possible that coping with stressful experience may lead individuals to
engage in activities such as alcohol use, which ultimately influence immune
processes (Kiecolt-Glaser & Glaser, 1988). High alcohol intake has
detrimental effect on immunity (Diaz et al., 2002). Stress and immune function
may also be mediated by exercise. Individuals reporting high stress are less likely
to exercise than low stress (Stetson, Rahn, Dubbert, Wilner, & Mercury,
1997) and exercise may have protective effect on immunity (Venjatraman &
Fernandes, 1997). Further, stress may
promote sleep difficulties (Rosch, 1996) which in turn may lower various immune
cells and their activities (such as suppressor T cells, natural killer cells)
(Savard et al., 1999; Irwin et al., 1994; Savard, Laroche, Simard, Ivers, &
Morin, 2003).
Stress and Immunity: Theoretical Models
Various models have been propounded to explain the
relationship between stress and immune system. One of the first proponents to
study the relationship between stress and disease was Hans Selye. Selye (1975) suggested
that stress globally suppresses the immune system and provided first model
relating stress and immune response. He described three stages of general
adaptation syndrome in response to stress. Stages include alarm, resistance and
exhaustion phases. “Alarm stage” is the first stage where body prepares for
fight-or-flight in response to a threat. If the stressful situation persists,
second stage of “resistance” comes into play. In the stage of resistance, body
channelizes all its resources by secreting further hormones and blood sugar to
sustain energy to fight. Third stage called “exhaustion” phase kick off when
the stressor remains for a long time. In this stage, body has run out of its
reserve energy and immunity. At this juncture, due to heavy depletion of body
resources, one may fall ill or die. Many early studies have supported this
model by reporting association of chronic stress with decrease in natural
killer cell, suppression of lymphocyte responses (Herbert & Cohen, 1993). Although
this global immunosuppressant model continues to be influential, newer models
have emerged recently. Dhabhar and
McEwen (1997, 2001) proposed a biphasic model which takes account of type of
stress (acute or chronic) and their affect on immune response. This model
states that acute stress enhances while chronic stress suppresses the immune
response. Acute stress helps in the redistribution of immune cells in the body
and as a result increases the efficiency to fight against invaders. However,
chronic stress depletes resources and weakens immune responses. This conclusion
was derived from a series of experiments conducted on rats by Dhabhar and
McEwen (1997). They found that acute stress caused T cells to redistribute into
skin, where they improved immune response. On the contrary, chronic stress
caused T cells to move away from the skin, thereby decreasing immune response.
Stress and Immunity: Empirical
Evidences
Several studies have reported
associations between stress and immune functions. Impairments in the immune
system such as fewer immune cells and increased susceptibility to common cold
have been reported among healthy individuals during the periods of stress
(Herbert & Cohen, 1993; Cohen et al., 1998). Reduction in the numbers and
functions of the natural killer cells (NK) were reported for students
undergoing examination stress (Kiecolt-Glaser et al. 1984; Glaser et al. 1986).
Poorer immune functions among divorced or separated men and women as compared
to their married counterparts were reported (Kiecolt-Glaser et al. 1987, 1988).
Similarly, fewer T-cells, B-cells, and NK cells were reported among individuals
experiencing posttraumatic stress disorder than unaffected individuals
(Davidson & Baum 1986). Research also reported lower percentage of T cells
among the female caregivers of handicapped relatives (Pariante et al. 1997) and
caregivers of Alzheimer’s patients (Kiecolt-Glaser et al., 1987;
Kiecolt-Glaser, 1999). Apart from that, evidences of association between
perceived stress and immune functions are also available. An inverse
correlation between natural killer cell activity and psychological distress and
anxiety (Locke et al., 1984; Cohen et al., 2002) were reported. Similarly, higher
perception of stress was found to be associated with poorer response to
vaccines (Miller et al., 2004; Jabaaij et al., 1993). The experience of high
depression and anxiety symptoms prior to surgery was associated with lower
numbers of lymphocytes, B cells, and T helper cells in a sample of women
(Tjemsland et al., 1997). Women scoring high on trait anxiety showed decrease
in the NK cell activity during chemotherapy treatment as compared to women
scoring lower on trait anxiety (Fredrikson, Furst, Lekander, & Blomgren,
1993).
Herbert and Cohen (1993) conducted a
meta-analysis of 38 studies relating stressor and immune functions. They included
three types of stressors-(a) acute laboratory stressors (such as speaking
before audience), (b) short-term naturalistic stressors (such as examinations),
and (c) long term naturalistic stressors (such as unemployment, bereavement). They
reported that stress is associated with higher numbers of circulating white
blood cells and lower numbers of circulating B cells, T cells, helper and
suppressor/cytotoxic T cells, and large granular lymphocytes. They also reported significant association of
stress with decrease in the percentage of T cells, helper T cells, and
suppressor/cytotoxic T cells. Further, they reported that immune function
change was greater for objective events as compared to self reported stress. Stressor
duration had distinctive outcomes on immune functions. Acute laboratory
stressors were associated with the increase in the number of circulating
suppressor/cytotoxic T cells, but long-term naturalistic stressors decreased
their numbers. In terms of natural killer (NK) cell function, both short and long
term naturalistic stressors decreased NK functions whereas a laboratory study
showed increase in NK functions in response to acute stressor. This
inconsistent result could be a function of the short term enhancement of immune
function due to the acute secretion of the stress hormones (Herbert &
Cohen, 1993).
Segerstrom and Miller (2004) also conducted
an extensive meta-analysis on 293 independent studies reported from 1960 to
2001 (N=18,941). Analysis of the results confirmed that stress alters immune functions.
The most distinctive finding was that the short term stress may enhance immune
function as an adaptive response, but chronic stress suppresses immune response
as a result of too much depletion of body resources. Further, older and sick
people are more vulnerable to stress related immune change. Authors also
assessed how different types of immune response correlated with different types
of stress. Some stressor categories and their immune responses are as follows-
Acute time limited stressor: This category
included experimental manipulations of stressful life experiences such as
public speaking and mental arithmetic. These
types of stressors enhanced natural immunity (provides defense against
non-specific different kinds of foreign invaders in a relatively short span of
time) as reflected by increase in the number of natural killer cells in
peripheral blood. However, some aspects of specific immunity (attacks specific
invaders and characterized by less speed) were suppressed.
Stressful event sequences: This category
included a focal event such as natural disaster or loss of spouse. This
category of stressors was not strongly associated with immune changes when
taken as a whole. However, upon the consideration of the category of stressors
some evidence emerged. After the loss of a spouse, decline in natural immune
responses was observed. A non significant increase in natural and specific
immune responses following exposure to natural disaster and no immune
alterations with breast biopsy was observed.
Conclusion and Implications
Majority of the research on stress
and immunity revealed a negative impact of stress on immune responses. This
review indicates that both objective as well as perceived stress may negatively
influence immune functions. The nature of stressor (acute or chronic) may have
significant impact on the immune functioning. Brief acute stressors appear to enhance
some parameters of immunity whereas chronic stress consistently showed
detrimental effect on almost all parameters of immune functions. Research also
elucidate that there is a possibility of behavioral pathways through which
stress affects immune functions. Stressful experiences may lead individuals to
engage in certain behaviors such as high alcohol intake, reduction in sleep and
exercise which may have detrimental effect on immune functions. Pathways
through which stress influences immune functions are complex and yet not fully understood.
However, research show that stress and immune functions are mediated by the
hypothalamic-pituitary-adrenal (HPA) axis and the autonomic (sympathetic and
parasympathetic) nervous system.
The detrimental effect of stress on
immune function has far reaching implications. One important corollary that can
be derived is that the interventions aiming at stress reduction may have immune
enhancing effect. Some research evidences are emerging in this direction too. Alexander
et al. (1989) reported dramatic reduction in mortality rate by the use of
meditation techniques. They found 0% mortality among elderly nursing home
patient who practiced meditation daily over a period of 3 years while 40%
mortality in control group. In another series of studies, Fawzy and colleagues
(1990a, 1990b, 1993) found significantly higher immune cell activity for a
group of people who underwent 6-week intensive group psychotherapy (focused on
coping strategies for stress management). They reported that this higher immune
activity persisted even 6 months after the intervention. Witek-Janusek et al.
(2008) reported that therapeutic interventions such as mindfulness based stress
reduction prevents decline in NK cell activity and increases cytokines (IL-10
and IL-4) among newly diagnosed breast cancer patients. Similarly, McCain et
al. (2008) reported that 10 week cognitive-behavioral relaxation training (such
as tai chi, spiritual growth groups) enhanced lymphocyte proliferative
responses in a group of HIV patients. However, at present, research on the
effectiveness of psychotherapeutic interventions on immune functions is sparse
and difficult to make generalizations due to the varieties of immune measures and
intervention techniques used. Future research in this direction may provide
useful insights for theory as well as therapeutic interventions.
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