Recovery in Schizophrenia:
The Viability of Recovery and Can
Psychoanalysis Play a Role?
Masters Candidate, The
Abstract
This paper reviews the idea of
schizophrenia as a chronic, progressive, incurable, genetic defect of the
brain; this view being promoted by mainstream media, pharmaceutical companies,
psychiatric professionals, and the government (Breeding, 2008). However, in examining the research it would
appear that there is merit to the concept of recovery in schizophrenia. This paper addresses recovery rates of persons
with schizophrenia, concluding that based on the research; recovery is possible
and should be a goal of patients. Additionally,
this paper looks at psychoanalysis and its role in treating persons with
schizophrenia. The paper concludes with
findings consistent with Gottdiener (2006) that there are inconsistencies in
the literature. Because of these
inconsistencies declaring a moratorium is premature and more empirical studies
are required.
Key Words: schizophrenia, recovery,
psychoanalysis, psychosis
Introduction
A prominent and accepted view of
schizophrenia is that it is a chronic, progressive, incurable, genetic defect
of the brain; this view being promoted by mainstream media, pharmaceutical
companies, psychiatric professionals, and the government (Breeding, 2008). Fowler and Celenza (2008) indicate that
schizophrenia is increasingly viewed as a chronic, biological illness. The American Psychiatric Association states
that a return to full pre-morbid function is not common with schizophrenia
(Karon, 2008). Shean (2008) states that
since the diagnosis of schizophrenia was first introduced, schizophrenia has
been thought of as a chronic debilitating disorder with a deteriorating course
and little to no hope for sustained recovery. This pessimistic viewpoint arguably dates back
to the time of Kraepelin, who was the first to classify symptoms with predicted
outcomes, stating that in dementia praecox 75% of patients could be expected to
deteriorate to end stage dementia (Whitaker, 2003). A review of the literature, however, would
lend a different impression of schizophrenia’s recoverability. Davidson (2008) concludes that a majority of
people with schizophrenia are seen to improve. Moreover, recovery and wellness should be the
goal of each patient (Smith & Bartholomew, 2006), as opposed to pathology,
symptomology and illness. Recovery rates
of persons suffering from major mental illness shed light on the seemingly
incurability of schizophrenics. Harding,
Zubin and Strauss (1987) find that between 60% and 70% of persons with
schizophrenia were able to become self sufficient over time. This paper will review the concept of recovery
as related to the mental health system and the literature related to recovery
rates of persons with schizophrenia. Additionally, psychoanalytic approaches to
treating schizophrenia will be reviewed and proposed.
Recovery in Schizophrenia
Beers (1908) stated that “Most sane people
think that no insane person can reason logically. But that is not so” (p. 57). As early as the 18th and 19th centuries,
recovery principles were promoted to patients in asylums or hospitals in the
form of moral (psychological) treatment (see Pinel, 1806) leading to a
discharge rate of 60% to 80% (Bockoven, 1972). When moral treatment was abandoned for medical
based systems of care, discharge rates dropped helping to reinforce the idea of
the chronicity of psychosis and other major mental illnesses. It was not until the 1990’s that the recovery
movement began to gain momentum (Anthony, 1993). Smith and Bartholomew (2006) state that the
recovery model promotes the idea that recovery is possible and should be the
goal of all patients and it empowers patients to strive toward therapeutic
goals and wellness. To contrast this,
many hospitals and treatment centers operate under a medical model, which
promotes the identification of symptoms, pathologies, and illness as well as a
rigid control (Smith & Bartholomew). Furthermore, Smith and Bartholomew (2006)
suggest that for recovery to be effective, hierarchies must be toppled and
doctors must relinquish power so that they may empower the patient toward
recovery. Anthony (1993) adds that
recovery from mental illness involves more than recovery from the illness
itself and may include dealing with the stigma patients have incorporated into
their very being, side effects of unemployment, and crushed dreams.
The idea of recovery is the new trend in
the mental health sector, being the subject at conferences, presentations, and
of publications (Silverstein & Bellack, 2008). In the literature, however, there is no
consensus about how to even define recovery (Liberman & Kopelowicz, 2005;
Roe, Rudnick, & Gill, 2007). Furthermore, Davidson, O'Connell, Tondora,
Staeheli, and Evans (2005) state that the word recovery has a variety of uses
without having any meaningful implications. Such ambiguity and vagueness allow for ease of
use by the clinician, consumer, and researcher but provide little merit for its
use. Given the elusive nature of the
concept of recovery it is difficult to assess the degree to which recovery
principles are translated into actual practice and the extent to which this can
even be assessed (Davidson et al., 2005). Nevertheless, recovery practices are being
assessed and this occurrence is not new.
Given
the exorbitant cost of their operation, asylums, from their construction were
under careful scrutiny to illustrate the success of the institution at curing
the insane. It was not, until the middle
of the 20th century that this data was scrutinized and peer reviewed for
efficacy. Bleuler (1972/1978) conducted
a 23 year follow-up study with a sample (n=208) finding that 53% were recovered
or significantly improved. Huber, Gross
and Schuttler (1975) found that of their sample (n= 502) 55.9% of participants
were socially recovered. Ciompi (1980)
reported results from a 40 year follow study in
= 23.6 years) post discharge (Harding & Keller, 1998). Lysaker and Buck (2008) summarized that most
people with schizophrenia achieve long and meaningful periods of recovery,
optimistic outlook on life and a sense of self worth. In a more recent study, Alem et al. (2009)
concluded that 70% of patients achieved a complete remission in rural
Lastly,
Psychoanalytic Contributions to
Schizophrenia
Psychoanalysis is now over one-hundred
years old (Stone, 1999). The
psychoanalytic treatment methods taught today are practically unchanged since
the time of Freud and the other psychoanalytic founders (Alexander, 2004). It was not popular to be a reformer among the
pioneers of psychoanalysis and those that tried were labeled dissenters and
excommunicated creating an environment that did not support change from the
beginning (Alexander). Early on, Freud
did not believe in the possibility of treating schizophrenia patients with
psychoanalysis and not wanting to be labeled separatists, only a few
psychoanalysts attempted to treat persons with schizophrenia (Stone). Around 1907 to 1908, some of Freud’s inner
circle, Federn, Jung, and Abraham, began to express that psychoanalysis could
be applied effectively to schizophrenia (Stone). After this time practitioners began applying
psychoanalysis to persons with schizophrenia and published their results in the
form of case studies. Ferenczi and Meyer
in particular helped to popularize psychoanalysis as a viable treatment option
(Stone).
Leffel (1999) stated that one of the
arguments about psychoanalytic treatment and schizophrenia is centered on
whether schizophrenia is a deficit or a defense. The deficit stance states that a schizophrenic
person is qualitatively different from others, whereas the defense model places
a schizophrenic on the same continuum with other people (Leffel). The latter model argues essentially that a
person with schizophrenia is comparable, by using a continuum to a person
without schizophrenia. In the deficit model, because of the deficits, a
schizophrenic person is not comparable to one without the illness, which
appears dehumanizing. Leffel further
elaborated on the deficit model by adding that from childhood, a
pre-schizophrenic person because of deficient perceptual abilities or learning
ability does not normally internalize a sense of self and through stress what
internalizations the persons does have disappear. This model does not exclude a biological or
medical influence but does not require it.
Today, current perspectives recognize that
early psychodynamic approaches to the treatment of schizophrenia were probably
misguided and lacked rigorous study because of the heavy use of case reports
(Rosenbaum & Harder, 2007). The case
study approach makes replication difficult, if not impossible, as well as
affecting the ability to generalize any results obtained. More recent research on the efficacy of
individual psychodynamic psychotherapy for people with schizophrenia has
produced contradictory findings (Gottdiener, 2006).
Karon and VandenBos (1981) randomly
assigned schizophrenic patients to an average of 70 sessions of psychoanalytic
psychotherapy, medication used effectively, or both. They found that psychotherapy alone, or with
initial medication that was withdrawn as soon as the patients could tolerate
being without it, led to earlier discharge from the hospital, low recidivism,
and improved their thought disorders more than medication alone. Gottdiener and Haslam’s (2002) meta-analysis
of 37 studies published between 1954 and 1999, found that individual
psychodynamic psychotherapy was associated with significant improvement in
persons with schizophrenia (r = .31). They
also compared cognitive behavioral and non-psychodynamic therapies to
psychodynamic approaches and found that all three produced similar results but
they found significant improvements when medication was combined with
psychodynamic therapy.
Using randomized controlled clinical
trials, May (1968) concluded the contrary of Karon and VandeBos (1981). May found that patients treated only with
medication and those treated with individual supportive psychodynamic
psychotherapy and conjoint antipsychotic medication had significantly greater
improvement rates than patients who received only supportive psychodynamic
psychotherapy. This study illustrated
that a psychodynamic approach alone was not enough to bring about recovery and
decrease symptoms, as well as medication being able to produce the same results
without analysis. Additionally, Drake
and Sederer (1986) found detrimental effects of psychoanalytic treatment. They conclude that intensive treatment has
negative effects, focuses on rapid changes, and fails to appreciate the
importance of the treatment alliance. Further, they offer several suggestions some
of which include focusing on long-term adjustment, establish a therapeutic
alliance, and to let the patient have an active role in treatment.
When summarizing the available research
from 1960-1970, Katz and Gunderson (1990) conclude that treatment by
dynamically oriented therapist provides no assurance of additional improvement
for schizophrenic patients. The authors
also conclude that any improvements attributed to psychotherapy are rarely
obvious or dramatic. Despite conflicting
findings in the literature, Gottdiener (2006) argues that with a close
examination of outcome data, a pessimistic viewpoint is unfounded in relation
to psychodynamic psychotherapy and schizophrenia. This viewpoint is easily seen, however, if one
looks at case studies when evaluating outcomes of psychoanalytic approaches. Given these findings, practitioners continue
to apply psychoanalytic techniques today to persons with schizophrenia.
Additions to Psychoanalysis
Psychoanalytic practices continue today
with new modifications and additions to the theory. Alexander (2004) comments about Sandor Rado
who published several writings starting in 1948. Rado criticizes current psychoanalytic
practices but not the underlying theory. Rado stresses to work with present life
conditions as well as to build the self-confidence of the patient as opposed to
illustrating the therapists power (Alexander, 2004). This idea relates highly to the ideas of
promoting recovery in patients and by empowering the patient, the patient is
more likely to succeed in treatment. Another
addition to psychoanalytic practice comes from Richards (2007). Richards takes Sinason’s (1993) concept of
internal cohabitation, or two minds or egos, one step further by applying psychoanalysis
to it. In cohabitation there is a
psychotic and a non-psychotic mind cohabitating in one body perhaps since
birth; the psychotic mind is often experienced as an advice giver who expresses
criticism and ridicule if the advice is not taken and often if it is (Richards,
2007). It is then necessary to conduct a
dual-track analysis of both coexisting minds knowing that one mind can relate
to the therapist while the other wishes to remain hidden (Richards).
Discussion & Conclusions
In reviewing the research it would appear
that there are indeed conflicting reports of the efficacy of applying
psychoanalytic theories to the treatment of schizophrenia. It is clear however, that whether one uses a
psychoanalytic approach or cognitive behavioral approach, there is merit to
talk therapy. Recovery of persons with
schizophrenia is possible (Huber, Gross, & Schuttler, 1975; Harding, Zubin,
& Strauss, 1987; Lysaker, & Buck, 2008) and should be the goal of each
patient. Chadwick (2006) reported that
one of the problems with biomedical approaches to schizophrenia is that
patients feel that clinicians are not listening to their experiences and
results in patients having little faith in psychiatrists to aid them in their
recovery. This theme relates directly to the recovery model. If a patient has little faith in their
clinician, he or she is less likely to feel empowered and be actively involved
in their treatment, making recovery tenuous. Gray (2009) adds that people with mental
health problems at the very least want their stories, narratives, and voices to
be valued and taken into consideration. Katz
and Gunderson (1990) indicated that careful selection of patients/participants,
as opposed to random selection, specific use of technique and the alliance between
the patient and therapist will all contribute to success in treatment of
persons with schizophrenia. Shean (2008)
adds that a comprehensive, well-integrated spectrum of psychosocial and
rehabilitative services along with psychotropic medications, continued
medication compliance, and access to comprehensive pharmacological management
services can improve the efficacy of recovery. Mojtabai, Fochtmann, Chang, Kotov, Craig and
Bromet (2009) add that recovery in this group of patients cannot be fully realized
until ease of access to services and improvement of existing services is
completed. Lastly, McWilliams (2008)
concluded that there is hope for the continued practice of psychoanalysis and
that for the theory and technique to survive it may be reinvented in an
alternate form.
Implications
Because of the inconsistent findings when
looking at psychoanalytic approaches to treating schizophrenia, declaring a
moratorium (Meuser & Berenbaum, 1990; Dolnick, 1998) is premature. It is clear, however, the use of case studies
must be abandoned as a means of illustrating psychoanalytic successes in
treating schizophrenia. Furthermore,
more current empirically based research studies are needed before a moratorium
should be declared. Practitioners and researchers must work together to begin
new original research studies to assess the efficacy. Fowler and Celenza (2008) write that unless
outcome research identifies specific benefits of various modes of talk therapy
in the treatment of schizophrenia, it is unlikely these treatments and
especially psychoanalytic forms of treatment will be included in treatment
guidelines and third-party-payer policies. Given the longer requirements of a
psychoanalytic approach, this is a critical step if psychoanalysis is to
continue to be used to treat schizophrenia.
It must be able to work with the managed care system for it to survive. Furthermore, it must be ascertained through
research how viable this approach is in the first place given these conflicting
findings (May, 1968; Karon & VandenBos, 1981; Drake & Sederer, 1986;
Gottdiener, & Haslam, 2002). Lastly,
practitioners must utilize and not underestimate the effectiveness of the
therapeutic relationship when working with persons with schizophrenia.
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