Shantala
Hegde 1 MPhil, Shobini. L. Rao, PhD 2*, Ahalya
Raguram,
PhD 3.
Department
of Mental Health and Social Psychology, National Institute
of Mental Health and Neurosciences (NIMHANS), Bangalore-29,
1.
M. Phil, PhD scholar, Neuropsychology Unit, Department of
Mental Health and Social Psychology, NIMHANS, Bangalore, India.
2*Correspondence
should
be addressed to Dr Shobini L. Rao,
Professor, Department of Mental Health and Social Psychology, NIMHANS,
Bangalore-560029, India
(e-mail:
shobini@nbrc.ac.in)
3.
Additional Professor, Department of Mental Health and Social
Psychology, NIMHANS,
Abstract
Objective. Studies
have demonstrated the independent
effectiveness of cognitive retraining and family interventions in
schizophrenia. The improvements in
cognitive functions following the retraining are poorly sustained,
which could
be due to the absence of a supportive and congenial family environment
to
sustain the gains of the retraining program. The present study aimed to
develop
a treatment program for schizophrenia, which integrated cognitive
retraining
with family intervention, and test its clinical effectiveness.
Design and
methods. The sample
consisted of three outpatients
diagnosed as having schizophrenia and their caregivers. Cognitive
retraining
for the patients targeted the functions of attention, information
processing,
executive functions, learning & memory, comprehension &
production of
emotions. Family intervention consisted of psychoeducation, improving
communication and problem-solving skills, lowering expressed emotions
and
modifying expectations. The treatment lasted 6 weeks, with cognitive
retraining
being given everyday and family intervention in bi- weekly sessions.
The
patients were evaluated on a battery of neuropsychology tests and
Global
Assessment of functioning scale and the caregivers on the General
Health Questionnaire, and Burden Assessment schedule at pre
intervention, post
intervention and at two-month follow-up.
Results. Following
intervention the cognitive and global
functioning of the patients improved.
The psychological distress and subjective burden of the
caregivers
decreased. Two patients sustained the gains on neuropsychological
functions and
global functioning at the follow up. At
the end of three months all the three patients were in fulltime gainful
employment.
Conclusion. The integrated psychological
intervention has shown promise and merits
further evaluation of its efficacy.
Key words: Neuropsychological
assessment, Cognitive
retraining, Family Intervention, Global functioning.
Introduction
Schizophrenia is a disabling disease that
continues to pose challenges in understanding its etiopathology.
Cognitive
deficits are a manifestation of the neuropathology in schizophrenia
(Gold &
Harvey, 1993). Cognitive deficits have been reported in sustained
attention,
switching attention and working memory, auditory and visual information
processing, verbal memory, executive impairment, set shifting, and
planning
(Morris, et al., 1995; Cadenhead et al., 1997; Nelson et al., 1998;
Smith et
al., 1998; Pantelis et al., 1999). Cognitive functioning has a
significant
bearing on the parameters of functional outcome such as work
performance,
social functioning, social problem solving and social skill acquisition
(Green,
1996; Bellack et al., 1999; Twamley et al., 2002). Therefore
improvement of
cognition has a therapeutic role in schizophrenia.
Cognitive retraining uses
graded tasks to
improve specific cognitive functions. Cognitive retraining studies in
schizophrenia have followed two approaches. The first approach includes
studies
carried out in laboratory settings with the aim of improving
performance on
individual tests. Examples are the following studies. Retraining was
given on
the Wisconsin Card Sorting Test (WCST), incorporating strategic
training,
positive and monetary feedback. However
the improvement was not sustained and failed to generalize to other
problem
solving measures (Goldberg et al., 1987; Bellack et al 1990; Summerfelt
et al.,
1991) The functions of attention (Benedict et al., 1994; Medalia et
al., 1998)
working memory (Bell, Bryson & Wexler 2003) and emotion perception
(Gaag et
al., 2002) have also been improved in schizophrenic patients through
cognitive
retraining. However, a review of nine cognitive retraining studies in
schizophrenia provides inconclusive evidence of the effectiveness of
retraining. (Suslow, Schonauer & Arolt 2001). The
second approach comprises of studies done in clinical settings, which
in
addition to improving performance on a variety of tests, have also,
examined
the generalization of the improved cognition to daily activities. This
approach
has number of different types of cognitive retraining programs, such as
paper
pencil task, computer based task also group activities (Wykes, 2000). Examples are the following studies. The
Integrated Psychological Therapy (IPT) developed by Brenner et al., is
a highly
structured group therapy approach for schizophrenia, which incorporates
cognitive retraining. Studies evaluating the IPT have been inconclusive
in
stating the specific role of cognitive retraining on improved cognitive
functions (Hodel & Brenner, 1994). Another individualized program
developed
by Van der Gaag (1992) uses paper pencil tasks. The program consists of
three
separate modules targeting cognitive flexibility, working memory and
planning.
The program improved concept formation and set shifting as on the WCST
performance, following treatment, with questionable improvement in
social
functioning (Delahunty et al., 1993). Other controlled studies of
cognitive
retraining programmes have shown improvements in cognitive functioning
but poor
generalization of the improvement to global functioning (Wykes, 2000).
The present study aimed to develop a treatment
programme
for schizophrenia, which combined cognitive retraining with family
intervention, and to examine its clinical efficacy.
Cognitive
retraining
programme:
The cognitive functions reported to be
deficient in schizophrenia (Gold & Harvey, 1993) were chosen as
targets for
retraining. Tasks to ameliorate these deficits were introduced in the
retraining program in a graded manner, according to the following
schedule. The
functions of attention, fluency, information processing, working memory
and
response inhibition were targeted in week 1. Tasks to improve the
functions of
visual immediate memory and spatial encoding were added in week 2.
Finally,
tasks to improve the functions of set- shifting, planning,
comprehension and
production of emotions were added in week 3. The cognitive retraining
was
carried out daily for 1 ½ to 2 hours. Feedback on the
performance of the
retraining tasks was given at the end of each session.
Attention: Tasks of letter and symbol cancellation and
dictation were used to improve attention.
The letter/symbol cancellation task required the patient to
cancel any
two target letters or symbols from an array presented in an A4 size
sheet. Time
taken to complete the task and errors of commission and omission were
recorded.
Decreasing the font size and increasing the number of letters or
symbols in the
given sheet achieved increased task difficulty. Letter cancellation was
given
till week 5 and symbol cancellation in week 6.
In weeks 4 and 5, music played during the task performance as
was used
as a distracter. In week 6, during
symbol cancellation, phonemic fluency task was used as a distracter. In the Dictation task, the patient wrote 20
words to dictation. Number of correctly
written words formed the score.
Dictation was discontinued after 2 weeks as the patients
obtained the
maximum score.
Information
processing:
The
task was to sort grains of various sizes, with the type of grains
ranging from
two to four. There were two types of big grains in week 1, 2 types of
small
grains in week 2, 3 types of small grains in week 3-4, four types of
small
grains in the weeks 5-6. The patient
listened to music while sorting grains in the weeks 4-6 to increase
task
difficulty. The quantity of grains
sorted in 30 minutes was measured.
Response
Inhibition:
The
patient colored increasingly complex drawings using pencils from weeks
1-6.
Emphasizing careful regulation of pressure and direction of strokes as
well as
neatness increased response inhibition.
Time taken to complete the task was recorded.
Stop-start task was introduced in the week 5
and 6 of the retraining programme. In this task while the patient was
performing a motor sequence for e.g. clapping hands, he was instructed
to stop
suddenly without a prior signal and then asked to restart the same
sequence
when the start signal is given. The start-stop signal is given
randomly. The
task was performed for 5 minutes in each therapy session.
Working
memory:
Mental
arithmetic (10 problems) and jumbled sentences (10 sentences) were
administered
in week 1 and 2. The tasks were
discontinued subsequently as the patients reached the ceiling level. Tasks for improvement of visuo spatial
encoding and visual memory for locations required the patient to
reproduce the
location and sequence of an arrangement of objects on a table, from
memory. An
increasing number of objects were exposed for 10 seconds. Following
maintenance
in memory for another 10 seconds, the patient was asked to reproduce
the
arrangement. The task was given from
weeks 2-6, with accuracy of reproduction as the score.
Set-shifting:
Categorization
of beads, categorization
of playing cards and motor set-shifting were administered.
In week 3, 50 beads of various shapes,
colours and sizes were combined together. The patient’s task was to
categorize
the beads employing a different rule everyday.
In weeks 4 -5, two decks of playing cards were sorted. Week 4
required
the patient to identify the sorting rule of the therapist, while in
week 5 the
patient generated a sorting rule. Weeks
4-5 also included the motor set-shifting task for 5 minutes. The patient suddenly shifted from one motor
sequence such as clapping hands to another sequence such as tapping
feet.
Planning:
In weeks 3 and 4 the patient was given real
life situations and asked to narrate the steps taken to achieve the
desired
goal. For example, a situation such as planning for a picnic within a
given
budget was given. The therapist
suggested improvements to the plan. In the weeks 5-6, the patient wrote
essays
on topics of his interest. The therapist
corrected the sequence and planning of the essay.
Comprehension
and Production of emotions:
In
week
3, the therapist depicted basic emotions of joy, anger, sorrow, fear,
surprise,
disgust and disappointment. The patient was asked to identify the
depicted
emotion. Week 4 required the subject to
depict various emotions. In week 5, the
patient depicted an emotion to an imagined social situation.
Immediate
visual memory:
In
the
weeks 2-6, the patient recalled from memory, 10 abstract designs, which
had been
sequentially presented 10 seconds before and remembered for another 10
seconds.
Increase in task difficulty was achieved by increasing the number of
components
in each design over the weeks. The correct number of designs formed the
score.
Family
Intervention
Programme:
Bi – weekly family intervention sessions for
the patient and the caregivers were held concurrently with the 6-week
cognitive
retraining programme. These 12 one-hour sessions were broadly divided
into four
phases. Phase one, comprising of three
sessions, focused on assessment of current functioning of the family as
well as
the difficulties being experienced by the caregivers in various areas.
Two
sessions of phase two focused on psychoeducation about the illness. In phase three, comprising of three sessions,
caregivers were helped to normalize the family routines disrupted due
to the
illness and appraised about the importance and the need to lower
expressed
emotions directed towards the patients as well as helping the patients
to
develop a structured schedule of daily activities. Three sessions in
phase four
were devoted to improving the communication and problem solving skills
of the
family members, clarification of their roles and attempted to enhance
their
social networks and support systems.
Finally one session was held for preparing the families for
termination
and for clarification of any further queries that the caregivers had.
Pre
intervention
assessment of patients:
Table 1.
Neurocognitive Functions of the three cases Normative Percentiles corresponding to the raw scores |
||||||||||||||
|
|
|
Case 1 |
Case 2 |
|
Case 3 |
|||||||||
|
Neuropsychology Test name |
Variable |
Pre |
Post |
(a) |
F/u |
(b) |
Pre |
Post |
(a) |
F/u |
(b) |
Pre |
Post |
(a) |
|
DVT |
Time in seconds |
27 |
57 |
+ |
57 |
= |
19 |
84 |
+ |
41 |
- |
11 |
38 |
+ |
|
CT 1 |
Time in seconds |
97 |
100 |
= |
100 |
= |
44 |
50 |
= |
38 |
= |
38 |
56 |
= |
|
CT 2 |
Time in seconds |
77 |
100 |
= |
100 |
= |
65 |
97 |
+ |
47 |
- |
65 |
41 |
- |
|
DSST |
Time in seconds |
10 |
90 |
+ |
63 |
- |
38 |
53 |
+ |
33 |
- |
3 |
23 |
+ |
|
FT (right hand) |
Mean No. of taps |
70 |
95 |
+ |
50 |
- |
70 |
85 |
+ |
95 |
= |
40 |
25 |
- |
|
FT (left hand) |
Mean No. of taps |
20 |
70 |
+ |
30 |
- |
30 |
70 |
+ |
85 |
= |
75 |
40 |
- |
|
SOPT (words) |
Total No. of Errors |
100 |
100 |
= |
78 |
= |
78 |
100 |
= |
100 |
= |
78 |
100 |
= |
|
SOPT (designs) |
Total No. of
Errors |
59 |
94 |
+ |
94 |
= |
59 |
100 |
+ |
94 |
= |
100 |
100 |
= |
|
Stroop color word test |
Stroop effect in seconds |
81 |
65 |
- |
84 |
+ |
48 |
94 |
+ |
45 |
- |
19 |
23 |
= |
|
WCST |
% Error |
18 |
100 |
+ |
91 |
= |
3 |
94 |
+ |
97 |
= |
6 |
85 |
+ |
|
|
% Perseverative Responses |
9 |
100 |
+ |
79 |
= |
3 |
64 |
+ |
88 |
= |
15 |
79 |
+ |
|
|
Failure to maintain set |
12 |
100 |
+ |
100 |
= |
46 |
100 |
+ |
100 |
= |
46 |
100 |
+ |
|
|
No. of categories completed |
25 |
95 |
+ |
95 |
= |
10 |
100 |
+ |
100 |
= |
10 |
95 |
+ |
|
TOL |
Total No. of problems solved
with minimum moves |
80 |
80 |
= |
95 |
= |
80 |
95 |
= |
90 |
= |
60 |
90 |
+ |
|
AVLT |
No. of words recalled in
Trial 5 |
50 |
100 |
+ |
100 |
= |
95 |
95 |
= |
95 |
= |
95 |
95 |
= |
|
|
Immediate recall No. of words |
50 |
95 |
+ |
95 |
= |
80 |
95 |
= |
80 |
= |
95 |
95 |
= |
|
|
Delayed recall No. of words |
50 |
95 |
+ |
95 |
= |
95 |
80 |
= |
80 |
= |
80 |
80 |
= |
|
|
Long Term Retention |
50 |
75 |
+ |
75 |
= |
60 |
50 |
= |
50 |
= |
50 |
50 |
= |
|
RCFT |
Copy |
100 |
100 |
= |
100 |
= |
100 |
100 |
= |
100 |
= |
5 |
100 |
+ |
|
|
Immediate Recall |
5 |
75 |
+ |
80 |
= |
25 |
85 |
+ |
95 |
= |
20 |
75 |
+ |
|
|
Delayed Recall |
5 |
85 |
+ |
80 |
= |
10 |
100 |
+ |
90 |
= |
15 |
75 |
+ |
Assessment
of Global functioning:
Global functioning was average in all the 3 cases i.e. scores were in
the
middle range. (Table 2).
|
Table 2. Global Assessment
of Functioning Scale scores (GAF scores) |
|||
|
CASE |
Pre- Intervention |
Post- Intervention |
2- month Follow-up |
|
1 |
53 |
75 |
57 |
|
2 |
51 |
67 |
61 |
|
3 |
45 |
57 |
- |
Table 3 gives
the scores of GHQ and BAS. At pre
intervention assessment, the GHQ scores of the caregivers ranged from 0
to 14.
Presence of a probable psychiatric problem was indicated for two of the
caregivers, as their scores equaled or exceeded the cut off score of 4.
The
brother of Case 1 reported problems related to anxiety, somatic
symptoms and
insomnia while the mother of Case 2 reported predominantly somatic
symptoms.
The scores on the BAS were high for all the caregivers, indicating the
presence
of increased burden. Analysis of the
items of BAS found that burden was experienced with regard to concerns
about
the patients’ future and their social and occupational functioning. During the family assessment interviews,
caregivers expressed concerns regarding patients’ negative symptoms,
nature and
course of the illness and apprehension in choosing the issues to be
discussed
with the patient in the everyday family interaction.
|
Table
3. Scores of the caregivers on General Health Questionnaire (GHQ) and
Burden Assessment Schedule (BAS) |
||||
|
Caregiver |
|
Pre-intervention |
Post-intervention |
Follow-up |
|
Brother (Case1) |
GHQ BAS |
14 57 |
3 62 |
2 63 |
|
Sister-in-law (Case1) |
GHQ BAS |
2 59 |
1 66 |
1 64 |
|
Mother (Case2) |
GHQ BAS |
4 68 |
0 47 |
3 53 |
|
Father (Case3) |
GHQ BAS |
3 65 |
0 65 |
- - |
|
Mother (Case3) |
GHQ BAS |
1 70 |
0 70 |
- - |
Changes
after
Intervention
Comparison
of Pre-Post Retraining Assessments of patients:
Neuropsychological
assessment:
Change
in the neurocognitive functions was characterized as normalization,
improvement
or decline. Normalization was defined as a shift of percentile from the
deficit
range to the normal range, improvement was defined as shift of
percentile to a
higher level by one quartile or more and decline was defined as a shift
of
percentile to a lower level by one quartile or more. (Table 1)
In Case 1 the
post retraining assessment did not show deficits. Comparison
of the pre and post intervention
neuropsychological assessment showed that the functions of information
processing,
set-shifting as well as visual memory were normalized after retraining.
The
functions of sustained attention, motor speed as well as verbal
learning and
memory improved. Other functions such as focused attention, working
memory,
planning and visuo spatial construction remained status quo. There was
a
decline in response inhibition..
In
Case 2 the post intervention assessment did
not show deficits. The functions of visual memory and set-shifting were
normalized. The functions of sustained attention, focused attention,
information processing, motor speed, working memory and response
inhibition
improved. There was no decline in any of the cognitive functions.
In Case 3 the
post intervention assessment did not show deficits. The functions of
information processing, set-shifting, planning and visual memory were
normalized while sustained attention and planning improved. Cognitive
functions
of working memory, response inhibition, and verbal learning and memory
remained
status quo. The functions of focused attention and motor speed declined
from
the pre-assessment.
Global
Functioning: The scores on the global
functioning scale
increased between the pre and post training assessments in all 3 cases. Qualitatively, all the 3 patients improved
minimally in self-care, in performing household chores and helping
other family
members. The occupational status did not improve.
Comparison of Pre-Post
Intervention assessment of caregivers:
The mental health of
caregivers of case1 and case 2
improved. Table 3 shows the scores on the GHQ scale, which indicate
non-
caseness in all the caregivers. There were variable changes in the
scores on
the BAS among the caregivers (Table 3).
The caregivers of cases 1 & 3, who had had very high
occupational
expectations for the patients, lowered their expectations to more
realistic
levels. Qualitatively the caregivers
continued to be worried about financial liabilities, issues of
long-term care
giving and the lack of gainful employment of the patient. However, they
reported a feeling of being supported by the therapist, as well as
better
awareness and acceptance of the fact that the process of improvement
observed
in the patients would be a slow and gradual process.
All the caregivers reported decreased
psychological distress and subjectively reduced feelings of burden. Improvement was observed in the emotional
interactions between patient and the caregivers.
Maintenance
of Improvement
Comparison
of Post intervention- follow-up Assessment of patients:
Neuropsychological
assessment
There
were no cognitive deficits either at the post or the follow up
assessments in cases 1 & 2.
In
Case 1 the improvement of sustained and focused attention, working
memory, set-shifting, verbal learning and memory as well as visual
memory were
sustained. Response inhibition improved from the post assessment to the
follow-up assessment. There was a decline in information processing and
motor
speed.
In
Case 2 the improvement of focused attention, motor speed, working
memory, concept formation and set shifting, planning, verbal learning
and
memory as well as visual memory were sustained. The functions of
sustained
attention, information processing and response inhibition declined.
Case
3 was not available for the follow up assessment.
Global
functioning:
Comparison of Post
Intervention -Follow
up assessment of Caregivers:
The
caregivers of cases 1 & 2 were available for follow up. Case 3 and his caregiver did not report for
follow up. The GHQ scores
of the caregivers of cases 1 & 2 indicated
non-caseness and hence absence of psychological distress.
Scores on BAS increased very minimally from
the post-intervention assessment levels in caregivers of Case 1 and 2
(Table
3). Qualitatively, the improvement observed after the intervention in
the
emotional interactions between the patients and the caregivers was
maintained.
The caregivers showed increased tolerance towards the patients’
problems and
had realistic expectations in the social and occupational functioning
of the
patients. The caregivers reported that the psycho education had been
very
beneficial.